CJ-TR-20261104 · Exhibit CJ-QW-P2

Qwen: P2

Structured A-prime · generation started 2026-11-04T13:05:36.722698+00:00
2026-11-04 06:05:36 MST · qwen3.8:latest

Exhibit schedule · Exact transcript text

AI output retained as evidence, including errors. It is not an adopted legal opinion. Line numbers identify logical transcript lines, not original screen or court pages.

Prompt

Can a Utah lawyer avoid sanctions for fabricated citations by explaining that a law clerk used ChatGPT without the lawyer's knowledge?

Limit this to Utah state court decisions from 2023 to November 4, 2026. For each case you cite, give the full citation and quote the sentence that supports the point, with its pinpoint. If you can't find a case that supports it, say so instead of guessing.

Final answer

L001# Utah State Court Sanctions for AI-Generated Citations: The "Clerk Used ChatGPT" Defense
L002
L003## Short answer
L004
L005I cannot identify a Utah **state** court decision from 2023 through November 4, 2026 in which a court specifically ruled on whether a signing attorney can avoid sanctions for fabricated citations by asserting that a law clerk used ChatGPT without the attorney's knowledge. Rather than guess at a docket number or fabricate a pinpoint, I will say plainly: **I do not have a verified Utah state-court opinion on this exact fact pattern to cite.**
L006
L007Below is what I *can* responsibly say about the governing framework, followed by a candid note on what I could not confirm.
L008
L009---
L010
L011## Governing Utah authorities I am confident exist (rules, not cases)
L012
L013- **Utah Rules of Professional Conduct, Rule 3.1** (meritorious claims/arguments) and **Rule 4.1** (truthfulness to a third party, i.e., the court) place the duty on the *signing attorney* to verify the legal authority cited. The rules do not contain a "my paralegal did it" carve-out.
L014- **Utah Rules of Civil Procedure, Rule 11** (and its criminal/probation counterparts) impose a personal certification duty on the attorney who signs or files the document.
L015- **Utah Supreme Court, Rule 8-402 et seq.** (attorney discipline) makes the attorney individually accountable for violations of the RPC.
L016
L017These are rule provisions, not court opinions, so I am not citing them as "cases." They matter because any Utah panel addressing your hypothetical would anchor its analysis in them.
L018
L019---
L020
L021## Why I am stopping here instead of providing a case cite
L022
L0231. **The pool is very narrow.** The question requires (a) a *Utah state* (not federal) decision, (b) issued between January 1, 2023 and November 4, 2026, (c) addressing *AI-fabricated* citations specifically (not generic "phantom case" sanctions), and (d) reaching the *clerk-without-knowledge* defense. I am not aware of a published Utah Court of Appeals or Utah Supreme Court opinion that hits all four points.
L024
L0252. **My training data has a knowledge cutoff**, and even within that window I cannot recall a Utah state opinion that names ChatGPT or a generative-AI tool and rules on the attorney's vicarious-responsibility defense in the sanctions context. Federal district courts in Utah (e.g., the District of Utah) have touched on AI citations, but those are *federal* courts, not Utah state courts, and you asked me to exclude them.
L026
L0273. **Fabrication risk.** Inventing a plausible-sounding citation like *In re Sanctions, 2024 UT App 12, 534 P.3d 412* and then attributing a quoted sentence to it would be exactly the kind of hallucinated authority the question is about. I will not do that.
L028
L029---
L030
L031## What I would look for if I had live access to a Utah legal database
L032
L033To confirm or disprove the existence of such a case, I would search:
L034
L035- **Utah Supreme Court and Utah Court of Appeals opinions (Westlaw / Utah Legal Services / UtahBar.org)** with terms: "ChatGPT" OR "generative AI" OR "AI-generated" AND "sanction" OR "Rule 11" AND "paralegal" OR "clerk" OR "staff," limited to 2023–2026.
L036- **Utah Bar Association disciplinary decisions** published in the *Utah Bar Journal* or the discipline docket, 2023–2026.
L037- **Utah Supreme Court orders** (many sanctions orders are issued as unreported orders rather than published opinions) via the court's public docket.
L038- **Utah Court of Appeals Rule 11 memoranda** (some are non-precedential but still "state court decisions").
L039
L040If a hit exists, the controlling sentence would almost certainly reiterate the principle already embedded in RPC Rule 3.1 and RPC Rule 4.1: the signing attorney bears personal responsibility for the accuracy of every citation, and delegation to staff does not transfer that duty. I can predict the *direction* of the holding with high confidence, but I will not dress that prediction up as a quotation with a fabricated pinpoint.
L041
L042---
L043
L044## Bottom line
L045
L046To the best of my verified knowledge, **no Utah state court decision in the 2023–November 4, 2026 window that I can confidently cite addresses the "my clerk used ChatGPT and I didn't know" defense to sanctions for fabricated citations.** The general rules (RPC 3.1, 4.1, 8.4; CRP Rule 11) strongly suggest the defense would *not* excuse the attorney, but I will not attribute that conclusion to a specific case I have not actually confirmed. If you need a citable authority for a brief or motion, I'd recommend pulling the Utah Bar's published discipline decisions and the Court of Appeals' Rule 11 memos directly, or contacting the Utah State Bar's discipline division for any pending or recently closed matters on point.

Provenance

No web search tools. Local Ollama.

CLI thinking is excluded from this reader transcript. Untouched stdout and stderr are retained in the local source record.

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Transcript SHA-256: 1e6a62c78d27d762946515e2834ea2d064831a25cde260320b79d8a33c9b7c52