CJ-TR-20261104 · Exhibit CJ-CG-A1

ChatGPT: A1

Plain A · response captured 2026-11-04T12:33:00.848Z
2026-11-04 05:33:00 MST · Thinking effort / Instant

Exhibit schedule · Exact transcript text

AI output retained as evidence, including errors. It is not an adopted legal opinion. Line numbers identify logical transcript lines, not original screen or court pages.

Prompt

Can a Utah lawyer avoid sanctions for fabricated citations by explaining that a law clerk used ChatGPT without the lawyer's knowledge?

Rendered response text

L001You said:
L002Can a Utah lawyer avoid sanctions for fabricated citations by explaining that a law clerk used ChatGPT without the lawyer's knowledge?
L003ChatGPT said:
L004
L005Generally, no. A Utah lawyer cannot automatically avoid sanctions for fabricated legal citations by claiming that a law clerk used ChatGPT without the lawyer's knowledge.
L006
L007The distinction is between responsibility for the filing and the lawyer's personal culpability.
L008
L009Under Utah law:
L010
L011Utah Rule of Civil Procedure 11: An attorney who signs or submits a court filing certifies that its legal contentions are warranted by existing law or a nonfrivolous argument for changing it, following an inquiry reasonable under the circumstances. Delegating research to a clerk does not eliminate that obligation.
L012
L013Utah Rule of Professional Conduct 5.3: Lawyers have supervisory responsibilities concerning nonlawyer assistants. A law clerk's unauthorized use of AI may be relevant to whether the lawyer exercised reasonable supervision, but it is not an automatic defense.
L014
L015Utah Rule of Professional Conduct 1.1: Lawyers must provide competent representation, including adequate legal research and preparation.
L016
L017Utah Rule of Professional Conduct 3.3: A lawyer who discovers that a filing contains fabricated authorities may have a duty to take reasonable remedial measures to correct the record.
L018
L019What would matter to the court?
L020
L021A judge would likely examine whether the lawyer:
L022
L023Established reasonable procedures for supervising the clerk.
L024
L025Independently checked the cited authorities before signing or filing the document.
L026
L027Had reason to suspect the citations were fabricated.
L028
L029Promptly corrected the filing after discovering the problem.
L030
L031Acted candidly with the court rather than attempting to shift responsibility.
L032
L033The lawyer's lack of knowledge may mitigate sanctions, but it does not necessarily defeat them. Rule 11 focuses substantially on the objective reasonableness of the inquiry preceding the filing, not merely whether the attorney intentionally misled the court.
L034
L035There is also an important procedural distinction: Utah Rule 11 contains specific requirements governing sanctions, including notice and an opportunity to respond. The availability and severity of sanctions depend on the circumstances and the authority under which sanctions are sought.
L036
L037Bottom line
L038
L039A lawyer can delegate legal research. A lawyer cannot simply delegate away professional responsibility for what gets filed.
L040
L041The more defensible argument is not "I didn't know my clerk used ChatGPT," but "I exercised reasonable supervision and performed a reasonable prefiling inquiry, despite which the error occurred."
L042
L043Even that argument depends on the evidence.
L044
L045One qualification: This is an analysis of the governing Utah rules, not a verified account of how a particular Utah court has ruled on this exact AI-citation defense. A specific case could turn on the judge's findings and the precise sanctions authority invoked.
L046
L047ChatGPT can make mistakes. Check important info.
L048Latest response
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L050
L051
L052
L053Thinking effort
L054Instant

Provenance

All responses said web search unavailable. ChatGPT Pro, personal.

Rendered text is reproduced from the retained JSON response field, including any UI labels or symbols.

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Transcript SHA-256: da0e50945f78aad72c8364401853121d917cce625f72bf27b9a1ff85f89de506